Turnover
Article 0807 Legal Foundation
US Navy Regulations Article 0807 is the statutory basis for change of command. Outgoing CO obligations under Para 1, the joint Report of Transfer of Command under Para 3, and the adverse-finding routing rule.
Command Actions
- Schedule joint physical inspection with incoming CO before turnover
- Identify defects in safety, operational readiness, training, habitability, and material conditions
- Deliver all unexecuted orders, regulations in force, and official correspondence
- Retain authenticated copies only - do not remove originals
- Hand over all magazine and storage keys to incoming CO
- Inventory all COMSEC material per CMS Manual
- Sign all logs, journals, and fitness reports up to date of relief
- Prepare formal Report of Transfer of Command listing unsatisfactory conditions
- Route adverse findings via chain of command and direct to fleet or force commander
Why Article 0807 Controls
Article 0807 is the statutory authority for change of command procedures. It is not advisory. The obligations below are legal requirements that bind both the outgoing and incoming commanding officer.
Familiarity with these requirements is required before assuming command. The Master Turnover Checklist v4.0 places this section first because every other action flows from it.
A. Outgoing CO Obligations Under Para 1
Eight obligations apply to the outgoing CO. Each maps to a specific paragraph of Article 0807.
| # | Required Action | Authority |
|---|---|---|
| 1 | Inspect the command IN COMPANY WITH the incoming CO. Joint physical inspection required before turnover. | Art. 0807.1.a |
| 2 | Point out defects and peculiarities. Specifically identify deficiencies in safety, operational readiness, training, habitability, and material conditions. | Art. 0807.1.c |
| 3 | Deliver ALL unexecuted orders, regulations in force, and official correspondence. Do NOT remove original records. Outgoing CO may retain authenticated copies ONLY. | Art. 0807.1.d |
| 4 | Deliver all documents required by regulations to be kept or supervised by the commanding officer. | Art. 0807.1.e |
| 5 | Deliver ALL magazine and storage keys in custody. Physical handoff required. | Art. 0807.1.f |
| 6 | Inventory all COMSEC material charged to the command per the Communications Security Material System Manual. | Art. 0807.1.g |
| 7 | Submit fitness reports for officers AND sign all log books, journals, and documents requiring CO signature UP TO DATE OF RELIEF. Nothing transfers unsigned. | Art. 0807.1.h |
| 8 | At time of turnover: call all hands to muster, read orders of detachment, and turn over command. Incoming CO reads orders of relief and assumes command. | Art. 0807.1.i |
The "do not remove originals" rule is high-frequency failure. Outgoing COs habitually keep documents to support their next billet or future FITREP rebuttal. Article 0807.1.d permits authenticated copies only. Originals stay with the command.
B. Report of Transfer of Command Under Para 3
The Report of Transfer of Command is a joint obligation. Both the outgoing CO and incoming CO have specific actions on the same document.
Outgoing CO Action
Prepare a formal Report of Transfer of Command listing any unsatisfactory conditions affecting:
- Safety
- Well-being
- Readiness
- Fiscal integrity
- Command performance
For each unsatisfactory condition, propose a correction plan. The Report is not a confessional. It is an actionable document the incoming CO uses to build a 30-60-90 day plan.
Incoming CO Action
Endorse the Report of Transfer of Command. If you do not concur, specify wherein the report is inaccurate or incomplete in your endorsement. Silence is concurrence. Once endorsed without exception, you have accepted the conditions described.
Routing Rule
The routing rule depends on whether the Report identifies unsatisfactory conditions.
| Finding | Routing |
|---|---|
| Normal turnover | Report addressed to immediate superior. Copies to chain of command. |
| Adverse finding | Report routes via chain of command AND a copy goes DIRECT to the fleet or force commander. |
The direct-to-fleet copy is the part that gets missed. When unsatisfactory conditions exist, the chain of command is not the only addressee. A separate direct copy is statutorily required.
Common Failures on Article 0807
These create legal or evidentiary exposure on the turnover.
- Skipping the joint inspection. Outgoing CO inspects alone, hands over a checklist. Article 0807.1.a requires physical inspection in company with the incoming CO. A paper handoff fails the requirement.
- Originals leave the command. Outgoing CO takes a binder of correspondence to support future use. Authenticated copies are permitted. Originals are not.
- Unsigned logs at turnover. Logs and fitness reports remain pending the outgoing CO's signature beyond the date of relief. Article 0807.1.h forbids this. Sign through date of relief or the records are deficient.
- No Report of Transfer of Command. Unit treats the SOCL as the Report. They are different documents. The SOCL goes to the Reporting Senior under CMC White Letter 3-17. The Report of Transfer of Command is the Article 0807.3 joint document.
- Adverse finding routed only via chain. Direct copy to fleet or force commander is omitted. Article 0807.3 requires both routings when conditions are unsatisfactory.
Decision Framework Before Signing
Before signing the joint certification block, the outgoing CO confirms:
- Joint inspection conducted and documented
- All originals delivered
- All keys delivered
- COMSEC inventory complete
- Logs and fitness reports signed through date of relief
- Report of Transfer of Command prepared with proposed correction plans for any unsatisfactory conditions
Before endorsing, the incoming CO confirms:
- Joint inspection received and observed
- Conditions described match what was observed
- Endorsement either concurs or specifies inaccuracy
If any item is unclear, do not sign. Refer to supporting SJA before proceeding.
Same topic, other roles
References
- US Navy Regulations Article 0807 Para 1
- US Navy Regulations Article 0807 Para 3
- US Navy Regulations Article 0730
- Communications Security Material System (CMS) Manual
- MARADMIN 165/07
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